SEC Form 4 · accession 0001499807-18-000053
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Cole
Officer — Chief Financial Officer
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 5, 2018 | A | 13,777 | $0.00 | A | 69,164 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $23.59 | Jun 5, 2018 | A | 32,370 | A | — | Jun 4, 2028 | Common Stock | 32,370 | 32,370 | D |
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on June 5, 2019, June 5, 2020, and June 5, 2021.
- F2Includes shares of common stock acquired under the issuer's employee stock purchase plan.
- F3An option which vests in three equal installments on June 5, 2019, June 5, 2020 and June 5, 2021.