SEC Form 4 · accession 0001499807-17-000104
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Major
Officer — President & CEO · Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2017 | F | 4,248 | $23.98 | D | 280,223 | D | |
| Common Stock | holding | — | — | — | 391,758 | I | By limited liability company | |
| Common Stock | holding | — | — | — | 94,338 | I | By Lewis Parker Family Trust | |
| Common Stock | holding | — | — | — | 53,110 | I | By Lewis E.S. Parker 2008 Irrevocable Dynasty Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock.
- F2Reflects the number of shares beneficially owned after taking into account a correction to the number of shares purchased under the issuer's stock purchase plan reflected in the Form 4 filed on July 5, 2017.
Remarks
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.