SEC Form 4/A · accession 0001499807-17-000078
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carlos A Ferrer
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 12, 2017 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 6, 2017 | A | 2,521 | $0.00 | A | 75,860 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on June 6, 2018, June 6, 2019, and June 6, 2020.
- F2This amount includes 9,958 shares of Issuer common stock previously reported as being indirectly beneficially owned by the Reporting Person through FFC Partners III-B, L.P. ("FFC III-B) and FFC Executive Partners III, L.P. ("FFC EP III"). The Reporting Person, a limited partner of each of FFC III-B and FFC EP III, acquired direct ownership of such shares in connection with a pro rata distribution by each of FFC III-B and FFC EP III of all shares of Issuer common stock previously held by them. The acquisitions were exempt pursuant to Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.
Remarks
This Amendment is being filed to correct information in the Form 4 filed by the Reporting Person on June 8, 2017 with respect to the Reporting Person's direct and indirect beneficial ownership of Issuer common stock.