SEC Form 4 · accession 0001499807-17-000073
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Z Moratis
Officer — Global Accounting Officer
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | A | 4,491 | $0.00 | A | 17,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $22.81 | Jun 6, 2017 | A | 11,858 | A | — | Jun 5, 2027 | Common Stock | 11,858 | 11,858 | D |
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on June 6, 2018, June 6, 2019, and June 6, 2020.
- F2An option which vests in three equal installments on June 6, 2018, June 6, 2019 and June 6, 2020.