SEC Form 4 · accession 0001499807-17-000051
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Cole
Officer — Chief Financial Officer
Period of report
May 7, 2017
Accepted (ET)
May 10, 2017 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 7, 2017 | M | 5,076 | — | A | 46,136 | D | |
| Common StockF3 | May 7, 2017 | F | 1,681 | $21.94 | D | 44,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | May 7, 2017 | M | 5,076 | D | — | — | Common Stock | 5,076 | 0 | D |
Explanation of responses
- F1Each restricted stock unit converted into shares of common stock on a one-for-one basis.
- F2Includes shares of common stock acquired under the issuer's employee stock purchase plan.
- F3Reflects shares withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units.
- F4On May 7, 2014, the reporting person was granted 15,226 restricted stock units, vesting in three substantially equal installments on May 7, 2015, May 7, 2016 and May 7, 2017.