SEC Form 4 · accession 0001499807-16-000214
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Major
Officer — President & CEO · Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2016 | F | 3,339 | $15.52 | D | 236,195 | D | |
| Common Stock | holding | — | — | — | 391,758 | I | By limited liability company | |
| Common Stock | holding | — | — | — | 94,338 | I | By Lewis Parker Family Trust | |
| Common Stock | holding | — | — | — | 53,110 | I | By Lewis E.S. Parker 2008 Irrevocable Dynasty Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock.
- F2Includes shares of common stock acquired under the issuer's employee stock purchase plan.
Remarks
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.