SEC Form 4 · accession 0001499807-16-000203
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray A Ranelli
Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | A | 3,999 | $0.00 | A | 4,439 | D | |
| Common StockF2 | holding | — | — | — | 13,003 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.38 | Jun 14, 2016 | A | 10,268 | A | — | Jun 14, 2026 | Common Stock | 10,268 | 10,268 | D |
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on August 15, 2017, August 15, 2018 and August 15, 2019.
- F2Shares held in the Lisa C. Ranelli Irrevocable Trust, of which the Reporting Person's spouse is trustee and daughter is beneficiary. The Reporting Person disclaims beneficial ownership of such shares.
- F3An option which vests in three equal installments on August 15, 2017, August 15, 2018 and August 15, 2019.