SEC Form 4 · accession 0001499807-16-000201
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Major
Officer — President & CEO · Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | A | 38,334 | $0.00 | A | 238,268 | D | |
| Common Stock | holding | — | — | — | 391,758 | I | By limited liability company | |
| Common Stock | holding | — | — | — | 94,338 | I | By Lewis Parker Family Trust | |
| Common Stock | holding | — | — | — | 53,110 | I | By Lewis E.S. Parker 2008 Irrevocable Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $14.38 | Jun 14, 2016 | A | 98,438 | A | — | Jun 14, 2026 | Common Stock | 98,438 | 98,438 | D |
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on August 15, 2017, August 15, 2018, and August 15, 2019.
- F2An option which vests in three equal installments on August 15, 2017, August 15 2018 and August 15, 2019.
Remarks
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.