SEC Form 4 · accession 0001499807-16-000171
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Major
Officer — President & CEO · Director
Period of report
May 7, 2016
Accepted (ET)
May 10, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2016 | M | 8,230 | — | A | 112,137 | D | |
| Common Stock | holding | — | — | — | 391,758 | I | By limited liability company | |
| Common Stock | holding | — | — | — | 94,338 | I | By Lewis Parker Family Trust | |
| Common Stock | holding | — | — | — | 53,110 | I | By Lewis E.S. Parker 2008 Irrevocable Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 7, 2016 | M | 8,230 | D | — | — | Common Stock | 8,230 | 8,231 | D |
Explanation of responses
- F1Each restricted stock unit converted into shares of common stock on a one-for-one basis.
- F2On May 7, 2014, the reporting person was granted 24,691 restricted stock units, vesting in three substantially equal annual installments on May 7, 2015, May 7, 2016, and May 7, 2017.
Remarks
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.