SEC Form 4 · accession 0001499807-16-000167
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos A Ferrer
Director
Period of report
May 5, 2016
Accepted (ET)
May 5, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | May 5, 2016 | P | 20,000 | $11.32 | A | 59,382 | D | |
| Common StockF1,F2 | holding | — | — | — | 1,583,941 | I | See footnotes | |
| Common StockF2,F3 | holding | — | — | — | 57,796 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
- F2FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
- F3Represents securities held directly by FFC EP III.
- F4The price in Column 4 is a weighted average. The prices actually paid ranged from $10.67 to $11.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.