SEC Form 4 · accession 0001499807-16-000150
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Major
Officer — President & CEO · Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | M | 43,630 | $5.73 | A | 103,907 | D | |
| Common Stock | holding | — | — | — | 391,758 | I | By limited liability company | |
| Common Stock | holding | — | — | — | 94,338 | I | By Lewis Parker Family Trust | |
| Common Stock | holding | — | — | — | 53,110 | I | By Lewis E.S. Parker 2008 Irrevocable Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $5.73 | Mar 10, 2016 | M | 43,630 | D | — | May 14, 2016 | Common Stock | 43,630 | 100,659 | D |
Explanation of responses
- F1An option which is fully vested.
Remarks
The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.