SEC Form 4 · accession 0001499807-15-000129

K2M GROUP HOLDINGS, INC. · KTWO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Nov 11, 2015

Accepted (ET)

Nov 13, 2015 · 4:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001499807

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 11, 2015	M	21,329	$5.73	A	30,416	D
Common Stock^F2	Nov 11, 2015	S	21,329	$20.07	D	9,087	D
Common Stock	Nov 12, 2015	M	20,245	$5.73	A	29,332	D
Common Stock^F3	Nov 12, 2015	S	20,245	$19.31	D	9,087	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$5.73	Nov 11, 2015	M	21,329	D	—	Jun 11, 2016	Common Stock	21,329	20,245	D
Stock Option (Right to Buy)^F4	$5.73	Nov 12, 2015	M	20,245	D	—	Jun 11, 2016	Common Stock	20,245	0	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2The price in Column 4 is a weighted average. The prices actually received ranged from $19.81 to $20.36. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3The price in Column 4 is a weighted average. The prices actually received ranged from $18.81 to $20.23. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4An option which is fully vested.