SEC Form 4 · accession 0001499807-15-000099
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos A Ferrer
Director
Period of report
Jul 17, 2015
Accepted (ET)
Jul 21, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 17, 2015 | S | 83,365 | $22.37 | D | 1,583,941 | I | See footnotes |
| Common StockF1,F3,F4 | Jul 17, 2015 | S | 3,042 | $22.37 | D | 57,796 | I | See footnote |
| Common Stock | holding | — | — | — | 440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents the $22.60 public offering price per share of common stock of the issuer ("Common Stock"), less the underwriting discount of $0.23 per share of Common Stock in connection with the underwriter's exercise of its option to purchase additional shares granted in connection with an underwritten secondary offering that closed on July 17, 2015.
- F2Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
- F3FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
- F4Represents securities held directly by FFC EP III.