SEC Form 4 · accession 0001499807-15-000097
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos A Ferrer
Director
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 13, 2015 | S | 555,769 | $22.37 | D | 1,667,306 | I | See footnotes |
| Common StockF1,F3,F4 | Jul 13, 2015 | S | 20,279 | $22.37 | D | 60,838 | I | See footnote |
| Common Stock | holding | — | — | — | 440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents the $22.60 public offering price per share of common stock of the issuer ("Common Stock"), less the underwriting discount of $.023 per share of Common Stock.
- F2Represents securities held directly by FFC Partners III-B, L.P. ("FFC III-B").
- F3FFC GP III, LLC is the general partner of each of FFC III-B and FFC Executive Partners III, L.P. ("FFC EP III", and together with FFC III-B and FFC GP III, LLC, the "FFC Entities"). Carlos A. Ferrer, a member of the issuer's board of directors, is a manager of FFC GP III, LLC. Mr. Ferrer disclaims beneficial ownership of all securities held by the FFC Entities, except to the extent of his pecuniary interest therein, if any.
- F4Represents securities held directly by FFC EP III.