SEC Form 4 · accession 0001499807-15-000085
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Philip Kostuik M.D.
Officer — Chief Medical Officer · Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | A | 5,300 | $0.00 | A | 242,371 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.46 | Jul 1, 2015 | A | 13,800 | A | — | Jul 1, 2025 | Common Stock | 13,800 | 13,800 | D |
Explanation of responses
- F1Reflects a grant of restricted stock which vests in three equal installments on July 1, 2016, July 1, 2017 and July 1, 2018.
- F2An option which vests in three equal installments on July 1, 2016, July 1, 2017 and July 1, 2018.