SEC Form 4 · accession 0001499807-15-000074
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Cole
Officer — Chief Financial Officer
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2015 | M | 14,841 | $5.73 | A | 15,149 | D | |
| Common StockF2 | Jun 25, 2015 | S | 14,841 | $24.55 | D | 308 | D | |
| Common Stock | Jun 26, 2015 | M | 15,300 | $5.73 | A | 15,608 | D | |
| Common Stock | Jun 26, 2015 | S | 15,300 | $24.01 | D | 308 | D | |
| Common Stock | Jun 29, 2015 | M | 8,848 | $5.73 | A | 9,156 | D | |
| Common Stock | Jun 29, 2015 | S | 8,848 | $24.05 | D | 308 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F3 | $5.73 | Jun 25, 2015 | M | 14,841 | D | — | May 14, 2016 | Common Stock | 14,841 | 24,148 | D |
| Stock Option (Right to Buy)F3 | $5.73 | Jun 26, 2015 | M | 15,300 | D | — | May 14, 2016 | Common Stock | 15,300 | 8,848 | D |
| Stock Option (Right to Buy)F3 | $5.73 | Jun 29, 2015 | M | 8,848 | D | — | May 14, 2016 | Common Stock | 8,848 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price in Column 4 is a weighted average. The prices actually received ranged from $24.08 to $24.78. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3An option which is fully vested.
- F4This number reflects the correct number of shares beneficially owned after the reported transaction, correcting a 30 share discrepancy in the Form 4 filed by the Reporting Person on June 24, 2015.