SEC Form 4 · accession 0001499807-15-000070
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Philip Kostuik M.D.
Officer — Chief Medical Officer · Director
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | M | 7,210 | $5.73 | A | 244,281 | D | |
| Common StockF2 | Jun 22, 2015 | S | 7,210 | $25.36 | D | 237,071 | D | |
| Common Stock | Jun 23, 2015 | M | 10,668 | $5.73 | A | 247,739 | D | |
| Common Stock | Jun 23, 2015 | S | 10,668 | $24.89 | D | 237,071 | D | |
| Common Stock | Jun 24, 2015 | M | 6,459 | $5.73 | A | 243,530 | D | |
| Common StockF3 | Jun 24, 2015 | S | 6,459 | $24.27 | D | 237,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $5.73 | Jun 22, 2015 | M | 7,210 | D | — | May 14, 2016 | Common Stock | 7,210 | 17,127 | D |
| Stock Option (Right to Buy)F4 | $5.73 | Jun 23, 2015 | M | 10,668 | D | — | May 14, 2016 | Common Stock | 10,668 | 6,459 | D |
| Stock Option (Right to Buy)F4 | $5.73 | Jun 24, 2015 | M | 6,459 | D | — | May 14, 2016 | Common Stock | 6,459 | 0 | D |
Explanation of responses
- F1The sale in this Form 4 were effected pursuant to a 10b5-1 trading plan.
- F2The price in Column 4 is a weighted average. The prices actually received ranged from $24.95 to $25.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average. The prices actually received ranged from $24.08 to $24.59. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4An option which is fully vested.