SEC Form 4 · accession 0001499807-15-000067
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Philip Kostuik M.D.
Officer — Chief Medical Officer · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2015 | M | 18,165 | $5.73 | A | 255,236 | D | |
| Common StockF2 | Jun 19, 2015 | S | 18,165 | $24.94 | D | 237,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.73 | Jun 19, 2015 | M | 18,165 | D | — | May 14, 2016 | Common Stock | 18,165 | 24,337 | D |
Explanation of responses
- F1The sale in this Form 4 were effected pursuant to a 10b5-1 trading plan.
- F2The price in Column 4 is a weighted average. The prices actually received ranged from $24.37 to $25.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3An option which is fully vested.