SEC Form 4/A · accession 0001499807-15-000066
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Philip Kostuik M.D.
Officer — Chief Medical Officer · Director
Period of report
Jun 16, 2015
Accepted (ET)
Jun 23, 2015 · 9:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2015 | M | 11,948 | $5.73 | A | 249,019 | D | |
| Common StockF2 | Jun 16, 2015 | S | 11,948 | $24.31 | D | 237,071 | D | |
| Common Stock | Jun 17, 2015 | A | 10,109 | $5.73 | A | 247,180 | D | |
| Common Stock | Jun 17, 2015 | S | 10,109 | $24.28 | D | 237,071 | D | |
| Common Stock | Jun 18, 2015 | M | 24,900 | $5.73 | A | 261,971 | D | |
| Common StockF3 | Jun 18, 2015 | S | 24,900 | $24.80 | D | 237,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $5.73 | Jun 16, 2015 | M | 11,948 | D | — | May 14, 2016 | Common Stock | 11,948 | 77,511 | D |
| Stock Option (Right to Buy)F4 | $5.73 | Jun 17, 2015 | M | 10,109 | D | — | May 14, 2016 | Common Stock | 10,109 | 67,402 | D |
| Stock Option (Right to Buy)F4 | $5.73 | Jun 18, 2015 | M | 24,900 | D | — | May 14, 2016 | Common Stock | 24,900 | 42,502 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price in Column 4 is a weighted average. The prices actually received ranged from $24.19 to $24.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average. The prices actually received ranged from $24.28 to $25.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4An option which is fully vested.
Remarks
This Form 4/A amends and restates the Form 4 filed by the reporting person on June 18, 2015 to report the exercise of options in connection with the sales previously reported.