SEC Form 4 · accession 0001499807-15-000045
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Major
Officer — President & CEO · Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2015 | M | 61,728 | — | A | 67,683 | D | |
| Common StockF2 | May 21, 2015 | F | 29,599 | $24.94 | D | 38,084 | D | |
| Common Stock | holding | — | — | — | 391,758 | I | By limited liability company | |
| Common Stock | holding | — | — | — | 94,338 | I | By Lewis Parker Family Trust | |
| Common Stock | holding | — | — | — | 53,110 | I | By Lewis E.S. Parker 2008 Irrevocable Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 21, 2015 | M | 61,728 | D | — | — | Restricted Stock Units | 61,728 | 61,728 | D |
Explanation of responses
- F1Each restricted stock unit converted into shares of common stock on a one-for-one basis.
- F2Reflects shares withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units.
- F3On May 21, 2013, the reporting person was granted 123,456 restricted stock units, vesting in two substantially equal annual installments on May 21, 2015 and May 21, 2016.