SEC Form 4 · accession 0001209191-15-041171
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Cole
Officer — Chief Financial Officer
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2015 | M | 5,075 | — | A | 5,383 | D | |
| Common StockF2 | May 7, 2015 | F | 2,434 | $22.01 | D | 2,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 7, 2015 | M | 5,075 | D | — | — | Common Stock | 5,075 | 10,151 | D |
Explanation of responses
- F1Each restricted stock unit converted into shares of common stock on a one-for-one basis.
- F2Reflects shares withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units.
- F3On May 7, 2014, the reporting person was granted 15,226 restricted stock units, vesting in three substantially equal annual installments on May 7, 2015, May 7, 2016 and May 7, 2017.