SEC Form 4 · accession 0001209191-15-009459
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Cole
Officer — Chief Financial Officer
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 90,000 | $5.73 | A | 90,000 | D | |
| Common Stock | Feb 2, 2015 | F | 49,633 | $18.99 | D | 40,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.73 | Feb 2, 2015 | M | 90,000 | D | — | Jun 11, 2016 | Common Stock | 90,000 | 83,147 | D |
Explanation of responses
- F1An option which is fully vested.