SEC Form 4 · accession 0000904454-16-001588
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Patrick J Welsh
10% Owner
Russell L Carson
10% Owner
Bruce K Anderson
10% Owner
Robert A Minicucci
10% Owner
Anthony J Denicola
10% Owner
Paul B. Queally
Director · 10% Owner
WCAS Capital Partners IV, L.P.
10% Owner
Christopher Solomon
10% Owner
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | S | 64,674 | $18.39 | D | 136,337 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
Remarks
Part 1 of 2