SEC Form 4 · accession 0001144204-16-106595
Staffing 360 Solutions, Inc. · STAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brendan Flood
Officer — Executive Chairman · Director
Period of report
May 26, 2016
Accepted (ET)
Jun 2, 2016 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.00001 par value per shareF1,F2 | May 26, 2016 | A | 72,803 | $0.00 | A | 526,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants for debt conversionF1 | $1.25 | May 26, 2016 | M | 112,336 | A | Jan 1, 2015 | Jan 1, 2025 | Warrant | 208,008 | 208,008 | D |
Explanation of responses
- F1The reporting person held warrants and agreed to cancel those warrants in exchange for shares pursuant to an issuance by the registrant.
- F2Wholly owned by reporting person.