SEC Form 4 · accession 0001209191-15-028495
AVIV REIT, INC. · AVIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna M. O'Neill
Officer — Chief Accounting Officer
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499686
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 7,633 | $18.8658 | A | 31,800 | D | |
| Common StockF2 | Mar 19, 2015 | S | 6,758 | $36.09 | D | 25,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $18.8658 | Mar 19, 2015 | M | 7,633 | D | — | Feb 10, 2022 | Common Stock | 7,633 | 102,480 | D |
Explanation of responses
- F1Represents a broker-assisted cashless exercise of stock options.
- F2The shares were sold in multiple transactions at prices ranging from $36.02 to $36.19 per share, resulting in a weighted average sale price per share of $36.09. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- F3The stock options vested in full upon the initial public offering of Aviv REIT, Inc. on March 26, 2013.