SEC Form 4 · accession 0001104659-26-079072
NOAH HOLDINGS LTD · NOAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Qing Pan
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jun 29, 2026
Accepted (ET)
Jun 30, 2026 · 6:46 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001499543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARESF1 | Jun 29, 2026 | M | 1,095 | — | A | 928,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITF1,F2 | — | Jun 29, 2026 | M | 110 | D | — | — | ORDINARY SHARES | 1,095 | 0 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit.
- F2Represents an award of 6,383 RSUs, each representing the right to receive 10 ordinary shares. 3,272 RSUs vested on December 29, 2023. The remaining 3,111 RSUs vest in equal monthly installments of 103 RSUs at the end of each month, commencing January 29, 2024. The award will be fully vested on June 29, 2026. This Form 4 reports the final monthly vesting installment, upon which the award became fully vested. Monthly installments are subject to rounding; accordingly, the number of RSUs vesting in this final installment differs slightly from the unvested balance reported on the prior Form 4. Following this transaction, no RSUs under this award remain outstanding.