SEC Form 4 · accession 0001738216-19-000001
Spirit of Texas Bancshares, Inc. · STXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. D. Patel
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | X | 1,500 | $10.50 | A | 1,500 | D | |
| Common Stock | Dec 28, 2018 | X | 2,500 | $13.00 | A | 4,000 | D | |
| Common Stock | Dec 28, 2018 | X | 3,750 | $13.00 | A | 7,750 | D | |
| Common Stock | Dec 28, 2018 | X | 5,000 | $16.00 | A | 12,750 | D | |
| Common Stock | Dec 28, 2018 | X | 5,000 | $15.00 | A | 17,750 | D | |
| Common StockF1 | holding | — | — | — | 50,000 | I | By family limited partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $10.50 | Dec 28, 2018 | X | 1,500 | D | Aug 18, 2016 | Aug 18, 2021 | Common Stock | 1,500 | 0 | D |
| Stock Options (right to buy) | $13.00 | Dec 28, 2018 | X | 2,500 | D | Feb 23, 2017 | May 23, 2023 | Common Stock | 2,500 | 0 | D |
| Stock Options (right to buy) | $13.00 | Dec 28, 2018 | X | 3,750 | D | Feb 23, 2017 | May 22, 2024 | Common Stock | 3,750 | 0 | D |
| Stock Options (right to buy) | $16.00 | Dec 28, 2018 | X | 5,000 | D | Feb 23, 2017 | May 21, 2025 | Common Stock | 5,000 | 0 | D |
| Stock Options (right to buy) | $15.00 | Dec 28, 2018 | X | 5,000 | D | Feb 23, 2017 | Feb 23, 2027 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The shares of common stock are held in a family limited partnership that the reporting person controls.