SEC Form 4 · accession 0000899243-18-011821
Spirit of Texas Bancshares, Inc. · STXB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Leo T. Metcalf
Director
Period of report
May 8, 2018
Accepted (ET)
May 8, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2018 | P | 5,000 | $21.00 | A | 28,809 | I | By spouse |
| Common StockF1,F2 | May 8, 2018 | P | 5,000 | $21.00 | A | 70,476 | I | By Madeley Interest LTD |
| Common Stock | holding | — | — | — | 75,001 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $21.00 | May 8, 2018 | A | 3,000 | A | — | May 8, 2028 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Represents shares of common stock, no par value ("Common Stock"), of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The options vest in five equal installments on May 8, 2019, 2020, 2021, 2022 and 2023.