SEC Form 4/A · accession 0001209191-19-007252
RBB Bancorp · RBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Wilson Mach
Officer — EVP
Period of report
Jan 23, 2019
Accepted (ET)
Feb 5, 2019 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Options | Jan 23, 2019 | A | 6,000 | $18.38 | A | 6,000 | D | |
| Common Stock, No Par Value | holding | — | — | — | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $18.38 | holding | — | — | — | — | Jan 23, 2029 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant