SEC Form 4 · accession 0001209191-18-032852

RBB Bancorp · RBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP

Period of report

May 2, 2018

Accepted (ET)

May 24, 2018 · 12:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001499422

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, No Par Value	May 2, 2018	S	7,000	$27.41	D	72,558	D
Common Stock, No Par Value	May 3, 2018	S	5,288	$27.43	D	67,270	D
Common Stock, No Par Value	May 4, 2018	S	2,000	$27.70	D	65,270	D
Common Stock, No Par Value	May 10, 2018	S	2,000	$28.00	D	69,469	D
Common Stock, No Par Value	May 10, 2018	S	2,000	$27.90	D	67,469	D
Common Stock, No Par Value	May 10, 2018	S	2,000	$27.80	D	65,469	D
Common Stock, No Par Value	May 10, 2018	S	2,000	$27.70	D	63,469	D
Common Stock, No Par Value	May 11, 2018	S	3,906	$28.15	D	59,563	D
Common Stock, No Par Value	May 22, 2018	S	2,000	$28.90	D	57,563	D
Common Stock, No Par Value	May 22, 2018	S	3,000	$29.22	D	54,563	D
Stock Options	holding	—	—		—	107,172	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Owned after	D/I
Option (right to buy)^F1	$9.2915	holding	—	—	—	—	Nov 4, 2018	Common Stock	0	D
Option (right to buy)^F2	$9.2915	holding	—	—	—	—	Nov 18, 2018	Common Stock	0	D
Option (right to buy)^F3	$11.1498	holding	—	—	—	—	Jan 1, 2023	Common Stock	107,172	D

F1These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
F2These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
F3These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.