SEC Form 4 · accession 0001209191-18-031322

RBB Bancorp · RBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP

Period of report

May 4, 2018

Accepted (ET)

May 18, 2018 · 1:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001499422

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, No Par Value	May 4, 2018	M	35,000	$11.1498	A	59,754	D
Common Stock, No Par Value	May 4, 2018	S	5,000	$27.539	D	54,754	D
Common Stock, No Par Value	May 7, 2018	S	7,000	$27.374	D	47,754	D
Common Stock, No Par Value	May 8, 2018	S	8,000	$27.374	D	39,754	D
Common Stock, No Par Value	May 9, 2018	S	15,000	$27.368	D	24,754	D
Stock Options	May 4, 2018	M	35,000	$11.1498	D	86,078	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F1	$11.1498	May 4, 2018	M	35,000	D	—	Jan 1, 2023	Common Stock	121,078	86,078	D
Option (right to buy)^F2	$9.2915	holding	—	—	—	—	Nov 18, 2018	Common Stock	0	0	D
Option (right to buy)^F3	$9.2915	holding	—	—	—	—	Nov 4, 2018	Common Stock	0	0	D

F1These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
F3These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.