SEC Form 4 · accession 0001209191-18-020571

RBB Bancorp · RBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP

Period of report

Mar 9, 2018

Accepted (ET)

Mar 19, 2018 · 4:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001499422

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, No Par Value	Mar 9, 2018	M	21,525	$9.2915	A	236,776	D
Common Stock, No Par Value	Mar 9, 2018	S	6,746	$26.466	D	230,030	D
Common Stock, No Par Value	Mar 9, 2018	S	5,000	$26.458	D	225,030	D
Common Stock, No Par Value	Mar 9, 2018	S	5,500	$26.452	D	219,530	D
Common Stock, No Par Value	Mar 9, 2018	S	4,279	$26.457	D	215,251	D
Common Stock, No Par Value	Mar 9, 2018	S	221	$26.457	D	215,030	D
Common Stock, No Par Value	Mar 16, 2018	M	6,458	$9.2915	A	221,488	D
Common Stock, No Par Value	Mar 16, 2018	M	6,763	$11.1498	A	228,251	D
Common Stock, No Par Value	Mar 16, 2018	S	6,237	$26.452	D	222,014	D
Common Stock, No Par Value	Mar 16, 2018	S	6,763	$26.452	D	215,251	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F1	$9.2915	Mar 9, 2018	M	21,525	D	—	Apr 21, 2019	Common Stock	21,525	0	D
Option (right to buy)^F2	$9.2915	Mar 16, 2018	M	6,458	D	—	Jan 1, 2022	Common Stock	6,458	0	D
Option (right to buy)^F3	$11.1498	Mar 16, 2018	M	6,763	D	—	Jan 1, 2023	Common Stock	10,763	4,000	D

F1These options vest in three equal annual installments beginning one year after the 04/21/2009 date of grant.
F2These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.
F3These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.