SEC Form 4 · accession 0001209191-18-006405
RBB Bancorp · RBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Yeh
Officer — EVP
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Jan 31, 2018 | M | 8,072 | $11.15 | A | 44,283 | D | |
| Stock Options | Jan 31, 2018 | M | 8,072 | $11.15 | D | 8,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $11.1498 | Jan 31, 2018 | M | 8,072 | D | — | Jan 1, 2023 | Common Stock | 16,144 | 8,072 | D |
Explanation of responses
- F1These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.