SEC Form 4 · accession 0001209191-17-046356
RBB Bancorp · RBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kao
Director
Period of report
Jul 26, 2017
Accepted (ET)
Jul 26, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Jul 26, 2017 | P | 85,000 | $23.00 | D | 506,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $13.2098 | holding | — | — | — | — | May 21, 2024 | Common Stock | 10,000 | 10,000 | D |
| Option (right to buy)F2 | $17.08 | holding | — | — | — | — | May 20, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- F2These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.