SEC Form 4 · accession 0001209191-16-109503
Affinity Gaming
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Cacioppo
Director
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | A | 8,333 | $0.00 | A | 20,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 16, 2016, the reporting person was issued 8,333 shares of restricted stock of Affinity Gaming. 4,166 shares vested on March 16, 2016, and 4,167 shares will vest on January 1, 2017.