SEC Form 4 · accession 0001209191-16-109501
Affinity Gaming
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Bogumil
Officer — Chief Financial Officer
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499268
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.00 | Mar 16, 2016 | A | 30,000 | A | — | Mar 16, 2021 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F115,000 options will become exercisable in 1/3 increments on March 31, 2017, March 31, 2018 and March 31, 2019, and 15,000 options vest on those three dates in 1/3 increments or less dependent upon the achievement of performance-based conditions.