SEC Form 4 · accession 0001104659-17-005818
Affinity Gaming
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Z Capital Group, L.L.C.
10% Owner
Zenni Holdings LLC
10% Owner
Z Capital Partners GP I, L.P.
10% Owner
Z Capital Partners UGP, L.L.C.
10% Owner
James Joseph Zenni Jr.
Director · 10% Owner
Z CAPITAL PARTNERS GP II, L.P.
10% Owner
Z CAPITAL PARTNERS, L.L.C.
10% Owner
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | J | 11,987,215 | $17.35 | A | 20,405,831 | I | See Footenote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, L.L.C., Affinity Merger Sub, Inc. ("Merger Sub") and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Merger Sub with and into Affinity Gaming (the "Merger"), affiliates of Z Capital Partners, L.L.C. ("Z Capital") acquired all of the outstanding equity interests of Affinity Gaming not already owned by Z Capital, or an additional 11,987,215 shares. Following the Merger, Z Capital is the benefical owner of 100% of the equity interests of Affinity Gaming. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016. Each of the reporting persons disclaims beneficial ownership of the shares, except to the extent of its or his pecuniary interest therein.