SEC Form 4 · accession 0001104659-15-021406
Affinity Gaming
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Silberling
Officer — Chief Executive Officer · Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499268
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.75 | Mar 19, 2015 | A | 162,500 | A | — | Mar 19, 2020 | Common Stock | 162,500 | 162,500 | D |
Explanation of responses
- F150% of the options will become exercisable in 1/3 increments on March 31, 2016, March 31, 2017 and March 31, 2018, and 50% of the options vest upon the achievement of performance-based conditions.