SEC Form 4 · accession 0001179110-18-007843
Howard Hughes Corp · HHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant Herlitz
Officer — President
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498828
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $117.01 | May 30, 2018 | G | 87,951 | A | Oct 3, 2022 | Oct 3, 2023 | Common stock, par value $0.01 per share | 87,951 | 87,951 | I |
Explanation of responses
- F1Represents derivative securities transferred by the reporting person to Moss Creek Capital, LP ("MCC LP), a limited partnership, in which the general partner of MCC LP, Moss Creek Capital GP, LLC ("MCC GP"), is owned by the reporting person. The reporting person is also the trustee of the Grant & Karyln Herlitz Living Trust (the "Trust"), which is the limited partner of MCC LP. By virtue of his position as the trustee of the Trust and owner of MCC GP, the reporting person is deemed to beneficially own the derivative securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended. The derivative securities were previously held directly.