SEC Form 4 · accession 0001498301-17-000117
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krill Katherine Lawther
Director
Period of report
Dec 26, 2017
Accepted (ET)
Dec 28, 2017 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 26, 2017 | S | 43,400 | $2.557 | D | 280,557 | D | |
| CommonF3 | Dec 27, 2017 | S | 152,200 | $2.424 | D | 128,357 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $2.39 to $2.62. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- F2Includes shares previously held by a grantor retained annuity trust which were distributed to the reporting person on December 14, 2017 and are now owned directly.
- F3This transaction was executed in multiple trades ranging from $2.37 to $2.54. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.