SEC Form 4 · accession 0001498301-15-000112
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot S Jaffe
Officer — Chairman · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 18, 2015 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Dec 17, 2015 | P | 51,552 | $9.715 | A | 814,490 | I | See Footnote (1) |
| CommonF1,F3 | Dec 18, 2015 | P | 48,448 | $9.677 | A | 862,938 | I | See Footnote (1) |
| Common | holding | — | — | — | 1,062,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
- F2This transaction was executed in multiple trades ranging from $9.70 to $9.72. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- F3This transaction was executed in multiple trades ranging from $9.63 to $9.72. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.