SEC Form 3 · accession 0001213900-18-013547
Arista Financial Corp. · ARST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Patrizio
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 4, 2018
Accepted (ET)
Oct 4, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,772,500 | I | By AEP Holdings LLC | |
| Series A Super Voting Preferred Stock | holding | — | — | — | 51 | I | By AEP Holdings LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $1.00 | holding | — | — | — | Jan 1, 2019 | Jan 1, 2023 | Common Stock | 100,000 | — | D |
| Stock Options | $1.00 | holding | — | — | — | Jan 1, 2020 | Jan 1, 2023 | Common Stock | 100,000 | — | D |
| Stock Options | $1.00 | holding | — | — | — | Jan 1, 2021 | Jan 1, 2023 | Common Stock | 100,000 | — | D |
Remarks
Mr. Patrizio has voting control over the shares owned by AEP Holdings LLC, an entity owned solely by Mr. Patrizio's spouse.