SEC Form 3 · accession 0001213900-18-013545
Arista Financial Corp. · ARST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Mathews
Officer — Secretary, Treasurer · Director
Period of report
Oct 4, 2018
Accepted (ET)
Oct 4, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,000 | D | ||
| Common Stock | holding | — | — | — | 149,000 | I | By Cambridge Capital Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.01 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2023 | Common Stock | 18,750 | — | D |
| Warrants | $2.00 | holding | — | — | — | Mar 1, 2018 | Mar 1, 2023 | Common Stock | 10,000 | — | D |