SEC Form 4 · accession 0001498068-18-000023
American Renal Associates Holdings, Inc. · ARA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Boucher
Officer — VP & Chief Accounting Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | A | 3,695 | $0.00 | A | 6,570 | D | |
| Common Stock | Mar 10, 2018 | F | 334 | $22.33 | D | 6,236 | D | |
| Common StockF3 | holding | — | — | — | 500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of restricted stock that vests in four annual installments beginning March 9, 2019, with 29.167% of such shares vesting on the first three anniversaries of the grant date and the remaining unvested shares vesting on the fourth anniversary.
- F2Reflects shares withheld by the issuer to satisfy tax withholding obligations upon the vesting of previously granted shares of restricted stock.
- F3Securities held by trusts for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such trusts, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, such Reporting Person is the beneficial owners of the securities reported herein.