SEC Form 4 · accession 0001498068-18-000022
American Renal Associates Holdings, Inc. · ARA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan L Wilcox
Officer — VP & Chief Financial Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | A | 23,646 | $0.00 | A | 63,840 | D | |
| Common Stock | Mar 10, 2018 | F | 1,121 | $22.33 | D | 62,719 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of restricted stock that vests in four annual installments beginning March 9, 2019, with 29.167% of such shares vesting on the first three anniversaries of the grant date and the remaining unvested shares vesting on the fourth anniversary.
- F2Reflects shares withheld by the issuer to satisfy tax withholding obligations upon the vesting of previously granted shares of restricted stock.