SEC Form 4 · accession 0001104659-16-114784
American Renal Associates Holdings, Inc. · ARA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Carlucci
Officer — CEO · Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 27, 2016 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | P | 500 | $22.00 | A | 500 | D | |
| Common StockF2 | holding | — | — | — | 654,285 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock of the Issuer ("Common Stock") purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
- F2Shares held by trusts for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such trusts, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, such Reporting Person is the beneficial owners of the securities reported herein.