SEC Form 3 · accession 0001104659-16-113309
American Renal Associates Holdings, Inc. · ARA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CENTERBRIDGE CAPITAL PARTNERS L P
10% Owner
Centerbridge Associates, L.P.
10% Owner
Jeffrey Aronson
10% Owner
Mark T Gallogly
10% Owner
Centerbridge Cayman GP Ltd.
10% Owner
CCP SBS GP, LLC
10% Owner
Period of report
Apr 21, 2016
Accepted (ET)
Apr 21, 2016 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | holding | — | — | — | 16,893,850 | I | See Footnotes | |
| Common StockF2,F4 | holding | — | — | — | 523,697 | I | See Footnotes | |
| Common StockF3,F4 | holding | — | — | — | 198,289 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by Centerbridge Capital Partners, L.P. ("Capital Partners").
- F2These shares are held by Centerbridge Capital Partners Strategic, L.P. ("Capital Partners Strategic").
- F3These shares are held by Centerbridge Capital Partners SBS, L.P. ("Capital Partners SBS," and, collectively with Capital Partners and Capital Partners Strategic, the "Centerbridge Funds").
- F4Centerbridge Associates, L.P. is the general partner of each of Capital Partners and Capital Partners Strategic. Centerbridge Cayman GP Ltd. is the general partner of Centerbridge Associates, L.P. CCP SBS GP, LLC is the general partner of Centerbridge Partners SBS. Jeffrey H. Aronson and Mark T. Gallogly are the directors of Centerbridge Cayman GP Ltd. and managing members of CCP SBS GP, LLC. Each of such Centerbridge entities and Messrs. Aronson and Gallogly may be deemed to beneficially own the securities held by the Centerbridge Funds. Except for the Centerbridge Funds with respect to the securities held by such entity, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.