SEC Form 4 · accession 0001437749-15-022909
ExamWorks Group, Inc. · EXAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Price
Officer — Chief Executive Officer · Director
Period of report
Dec 29, 2015
Accepted (ET)
Dec 30, 2015 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2015 | M | 24,000 | $6.63 | A | 535,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.63 | Dec 29, 2015 | M | 24,000 | D | — | Mar 26, 2020 | Common Stock | 24,000 | 490,110 | D |
Explanation of responses
- F1On March 26, 2010, the reporting person was granted an option to purchase 514,110 shares of common stock. The option vested in two equal installments; the first upon the closing of the ExamWorks Group, Inc. initial public offering ("IPO") and the second upon the 12-month anniversary of the closing of the IPO.