SEC Form 4 · accession 0001437749-15-012326
ExamWorks Group, Inc. · EXAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Shutzer
Director
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | S | 2,600 | $40.00 | D | 337,740 | D | |
| Common StockF1 | Jun 12, 2015 | S | 3,500 | $40.10 | D | 334,240 | D | |
| Common StockF2 | Jun 15, 2015 | S | 10,364 | $40.26 | D | 323,876 | D | |
| Common StockF3 | holding | — | — | — | 12,453 | I | Shutzer Family Limited Partnership | |
| Common StockF4 | holding | — | — | — | 82,185 | I | Article IV Trust F/B/O Katherine Brennan | |
| Common StockF5 | holding | — | — | — | 75,957 | I | Article IV Trust F/B/O James Lampert Shutzer | |
| Common StockF6 | holding | — | — | — | 82,185 | I | Article IV Trust F/B/O Christopher David Shutzer | |
| Common StockF7 | holding | — | — | — | 75,958 | I | Article IV Trust F/B/O Megan Anne Shutzer |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $40.22, inclusive. The Reporting Person undertakes to provide ExamWorks Group, Inc., any security holder of ExamWorks Group, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $40.42, inclusive. The Reporting Person undertakes to provide ExamWorks Group, Inc., any security holder of ExamWorks Group, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The reporting person's wife is the general partner of the Shutzer Family Limited Partnership.
- F4The reporting person's wife is the trustee of Article IV Trust F/B/O Katherine Brennan.
- F5The reporting person's wife is the trustee of Article IV Trust F/B/O James Lampert Shutzer.
- F6The reporting person's wife is the trustee of Article IV Trust F/B/O Christopher David Shutzer.
- F7The reporting person's wife is the trustee of Article IV Trust F/B/O Megan Anne Shutzer.