SEC Form 4 · accession 0001209191-15-037956
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard W Smith III
Officer — President · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | F | 742 | $19.14 | D | 1,040,605 | D | |
| Common Stock | holding | — | — | — | 3,304 | I | As Custodian for Daugher 1 | |
| Common Stock | holding | — | — | — | 3,304 | I | As Custodian for Daughter 2 | |
| Common Stock | holding | — | — | — | 3,304 | I | By HWS IV 2012 Trust | |
| Common Stock | holding | — | — | — | 3,304 | I | By MHS 2010 Trust | |
| Common Stock | holding | — | — | — | 3,304 | I | By MMAS 2008 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld pursuant to the Walker & Dunlop, Inc. 2010 Equity Incentive Plan, as amended to satisfy Mr. Smith's tax obligation upon the vesting of restricted stock on April 30, 2015.